Briefing prepared by the Forest Peoples Programme
July 2001
A. SUBSTANTIVE ISSUES: proposed changes threaten
to weaken the Bank’s policy
After being hidden from public view for nearly
two years, in early July 2001 the World Bank finally circulated
its latest draft of its revised Indigenous Peoples policy known
as OP/BP4.10. This proposed new safeguard policy is of crucial importance
to indigenous peoples because it will determine how Bank staff and
its clients (governments) deal with indigenous communities affected
by its development projects and programmes.
Bank staff and technicians overseeing the
policy revision claim that their proposed changes are intended to
make things clearer for their staff and clients to improve the quality
of implementation. However, scrutiny of the contents in the draft
reveals that the Bank plans to make major negative changes to the policy. It is very
disappointing to see that the draft is significantly weaker than the existing policy (OD4.20) because:
·
It is now split into two parts: Part 1 is mandatory and Part 2 is
optional. Special action by the borrower and Bank to address indigenous
land rights is now in the optional part of the policy;
·
Bank staff and borrowers are only now required to pay “particular
attention” to indigenous land and resource issues. They are not
required to do anything
about them.
·
Provisions to address legal and institutional issues, which were
mandatory in the previous policy, are now optional. Such components
are now only included “upon request from the borrower”.
·
It introduces a different and unexplained “process approach” for
people adversely affected by parks and protected areas;
The Bank has therefore ignored the consistent
message sent by indigenous peoples during the first round of public
consultations in 1998/99 i.e., that any new policy must be stronger
than the existing policy. The draft shows that the World Bank
has not listened to this central message. As well as ignoring the
indigenous request for stronger provisions on land and resource
security, other key indigenous recommendations have been disregarded
in the draft policy OP/BP4.10 which:
·
does not recognise the right of prior informed consent;
·
does not meet existing international human rights standards and
emergent standards contained in the Draft UN Declaration on the
Rights of Indigenous Peoples;
·
does not use self-identification as the principle criterion for
the application of the policy;
·
does not prohibit the involuntary resettlement of indigenous peoples;
·
confuses “consultation” with “participation”
·
does not require indigenous monitoring and tracking of World Bank
operations;
·
does not require baseline studies with an environmental audit;
·
lacks any requirement to agree fair “mitigation” with affected indigenous
communities and their representative organisations;
·
does not enable indigenous involvement in negotiations between the
Bank and governments;
The World Bank has not explained why these
recommendations have been disregarded. Nor has it explained how
input from indigenous peoples and their supporters made during the
numerous public consultations in 1998/99 have affected the latest
draft of the policy.
B. PROCEDURAL ISSUES: World Bank attempts to push
through new policy
The World Bank proposes to rush through this
policy by early 2002. The proposed schedule on the Bank’s web site
is as follows:
| July 01: |
Public release of draft IP documents
(OP and BP 4.10) for comments; |
| July-October 01: |
Electronic consultations (electronic
form on the Bank’s web site) |
| July-October 01: |
"Regional and In-country"
external public consultations plus "Global Institutional
Discussions" (UN WGIP, International Da of IPs, GA of the
Fondo Indigena, Amazon Coalition, etc.); |
| October 01 - Jan 02: |
Revision and finalisation
of draft OP/BP4.10; |
| January 02: |
Receive interim desk-based Phase
1 report from OED evaluation of OD4.20; |
| no dates: |
summary list of comments received
during consultations will be made public with Bank's response; |
| February 02: |
Submission of final policy to
Board for approval; |
| June 02: |
Publication of non-mandatory
"Sourcebook on Indigenous Peoples" which will take
account of comments received and the findings of the OED evaluation
(Phase I). |
The schedule and background materials provided
by the Bank lack useful information because they :
·
do not explain why specific changes to the existing policy have
been introduced in the draft;
·
do not give any guarantees nor explanations about how indigenous
peoples’ inputs will affect the final policy;
·
give no information on the number, location or format for public
consultations.
The need to delay the finalisation of the
policy
For years indigenous peoples’ organisations
and support NGOs have argued that any revision of the Bank’s IP
policy must be based on a thorough review of implementation, which
learns lessons from the experience of indigenous peoples themselves.
The Bank eventually launched such a review in April 2001. The Bank’s
review team is separate from the one undertaking the policy revision.
The review team has stated it is open to written inputs from indigenous
peoples and NGOs in Phase I. In Phase II, the review team will undertake
participatory assessment in a few selected countries including Peru,
Guatemala and India. Phase II is due to be completed by December
2002.
The above rushed schedule for the policy
revision therefore raises serious concerns because it:
·
will not take account of the
full finding of the implementation review. The Bank proposes
to finalise and approve the new policy almost a year before the
implementation review is completed. This seems a waste of valuable
lessons learned through experience on the ground;
·
leaves limited time for the prior circulation of information to
IPs regarding proposed changes to the existing policy;
C. Suggestions of key issues that need addressing:
·
How can indigenous peoples best express their concern over the proposed
changes to the policy and underline their expectations of any new
World Bank instrument(s) to safeguard indigenous rights and territories? Should a statement or declaration
be made to the World Bank?
·
How will (or won’t) input by indigenous peoples and other civil
society affect the contents and provisions of the final policy?
The World Bank must provide a clear answer to this question.
·
Should the Bank delay finalisation of the policy until the full
findings are available from the implementation review?
·
What are the minimum criteria for an effective consultation on the
proposed new policy? What are the terms that must be met before
indigenous peoples agree to participate in the Bank’s public consultation
process?
|