Briefing prepared by the Forest Peoples
Programme
September 2001
Current issues of importance for indigenous peoples
There are numerous World Bank
policy processes and initiatives of concern to indigenous peoples. These
include the ongoing revisions of the Bank’s “safeguard policies” such as the
Indigenous Peoples, Involuntary Resettlement and Forest policies, as well as
policies on Structural Adjustment (see other briefings). The revision of the IP
policy is of crucial importance because it will determine how Bank staff and
clients (governments) deal with indigenous peoples and communities affected by
Bank-financed projects and programmes. Another process of special importance is
the current evaluation of the Bank’s application of and compliance with the existing policy on Indigenous Peoples
(OD4.20). If this evaluation takes proper account of the views of indigenous
peoples, it has the potential to generate vital lessons about how to improve
development standards in operations that affect indigenous peoples and their
territories.
This briefing focuses on issues
surrounding the revision of the Bank’s IP policy and the OED implementation
review of OD4.20. It highlights the present misgivings about the content of the
latest draft of the IP policy and the Bank’s flawed plans for public
consultation leading to its finalisation. The briefing ends with a summary of
indigenous and civil society recommendations for improving the contents of the
final IP policy and raising quality of implementation and compliance on the
ground.
Concerns about the World Bank’s 2001 draft revised Indigenous
Peoples Policy
After being hidden from public
view for nearly two years, in mid-2001 the World Bank finally circulated its
latest draft of its revised Indigenous Peoples policy known as OP/BP4.10.
Indigenous peoples and support NGOs have expressed disappointment with the
draft which they consider to be significantly weaker than the existing policy because provisions to address land
tenure and institutional discrimination, which are mandatory in OD4.20, are now
optional in the revised draft. Such safeguard activities are now only included
“upon request from the borrower”. The
Bank has therefore ignored the consistent message sent by indigenous peoples
during the first round of public consultations in 1998/99 that any new policy
must be stronger than the existing
policy.
As well as ignoring the
indigenous request for stronger provisions on land and resource security, other
key indigenous recommendations have been disregarded in the draft policy: it
does not recognise the right of prior informed consent, it falls below
international human rights standards, it does not prohibit forcible
resettlement of indigenous peoples, and it does not apply to structural
adjustment operations. In a statement signed and sent to the World Bank by
participants at the 19th session of the UN Working Group on
Indigenous Populations in July 2001, indigenous representatives affirm that, as
it stands, the draft IP policy fails to build on the existing policy and does
not provide improved development standards for dealing with indigenous peoples.
Without a strong and clear
mandatory IP policy, indigenous peoples will not be able to hold the World Bank
and its clients accountable when Bank-financed operations adversely affect
them. Binding provisions that respect indigenous rights are especially
important because they provide indigenous peoples with firm grounds for raising
issues of concern with Bank staff and, ultimately, for redress through the
Bank’s only formal and independent complaints mechanism (Inspection Panel).
Misgivings about the public consultation process
As many of their key
recommendations were disregarded after the first round of public consultations,
indigenous peoples and civil society organisations are now sceptical about
participating in the final consultations planned for October-December 2001.
Doubts have increased after recent meetings where the Bank stated that inputs
on matters of principle already excluded from the current draft, such as prior
informed consent, land rights and self-determination, will not be considered in
the final draft policy. NGOs are challenging these terms of engagement and
pressing the Bank to give assurances that all issues, including issues of
principle, will be taken seriously in the final revisions to the policy.
Flawed procedures for finalising the policy
Indigenous peoples and NGOs have
been pressing the World Bank since 1995 to base its revision of the IP policy
on a thorough participatory review of the existing directive. The World Bank
eventually responded in May 2001 with the launch of a review, which is being
carried out by the Bank’s Operations Evaluation Department (OED) and is due to
be completed by December 2002. The review has been welcomed by indigenous
peoples and support NGOs who plan to make inputs to the OED evaluation.
However, these groups were dismayed to learn that the Bank team overseeing the
revision of the IP policy plans to complete it by February 2002 - almost a year
before OED finishes its implementation review. The Bank’s current plan to rush
the adoption of the IP policy means that the revised policy requirements will
fail to incorporate the full lessons learned on the ground, especially
important issues related to improving compliance.
Indigenous and civil society recommendations
Indigenous peoples and NGOs
continue to call on the Bank to ensure that the revision of the IP Policy
results in a strengthened policy tool that is consistent with international
human rights standards. They are now raising their concerns about the final
stages of the revision procedure and urging the Bank to delay the finalisation
of the IP Policy until the complete findings of the OED review are available.
Specifically, they recommend that
the current backward draft policy should be rectified through the inclusion of
binding safeguard provisions that secure their full rights to land and natural
resources and recognise their right to free and prior informed consent. They
also urge the Bank to ensure that the revised policy applies to structural
adjustment and programmatic lending as these can have severe direct and
indirect impact on indigenous peoples. They also demand additional and more
agile mechanisms of accountability that would enable the participation of
indigenous peoples and their representative organisations in the development,
governance, monitoring and evaluation of development projects and programmes as
well as the negotiations for loan agreements and loan conditions.
For further information
contact:
Forest Peoples Programme, 1c Fosseway Business Centre, Stratford
Road, Moreton-in-Marsh,
GL56 9NQ, England: info@forestpeoples.org;
and Bank Information Center, 733 15th Street NW, Suite
1126, Washington DC
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